A partner for
Individuals and institutions

A partner for individuals and institutions

We are honored to manage the intricate financial affairs of affluent individuals, families, successful business owners and corporations. It isn’t a responsibility we take lightly, and we continue to strive for excellence in each unique relationship we serve.

Helping entrepreneurs pursue their unique visions

As an entrepreneur, you’re probably too busy guiding your enterprise to devote enough time and attention to your own financial matters. We understand. It’s why we’ve developed the specialized expertise to serve as your holistic wealth manager so you can continue uninterrupted with the important business matters at hand.

We’ll take the time to understand your business and your goals and help you address a wide variety of important needs, such as asset preservation, cash flow management, tax planning, estate planning, employee retention, insurance and financing.

As with most business owners and entrepreneurs, your personal wealth is probably intertwined with your company, and you need to have a solid exit plan in place for the eventual transfer of wealth to your personal and retirement accounts.

In addition to our team’s own experience and knowledge, we have access to the resources of Apollon Wealth, one of the country’s leading independent financial services firms. You can enjoy the confidence of knowing you have a single, trusted source for all your financial advice.

Insightful financial guidance for affluent families

We help families address the many financial matters they face, balancing today’s needs with the goals of tomorrow. There are college educations to be funded and insurance plans to be made for protecting your family. Whatever the need, we’ll be here for you as your family builds, grows and evolves into future generations.

Oftentimes, family wealth is concentrated in a single stock received through inheritance or a successful business career. We have strategies designed to hedge, monetize, diversify or transfer assets, while mitigating tax implications. Another risk to wealth is the erosion of investment gains due to taxes. Our knowledge of tax-advantaged investments and the tax impact of specific transactions can help you keep more of what you’ve earned.

The heads of families are also highly interested in leaving a legacy for their children, grandchildren and community organizations they support. We have strategies designed to not only provide for those you care about, but also potentially generate personal tax benefits and further your overall wealth management plans.

Our mission is to serve as your family’s financial advisors for life, handling all matters related to managing and preserving your wealth, and building your legacy – so you are free to focus on enjoying your life and the people important to it.

Managing wealth for corporate executives

We serve corporate executives who realize the wisdom in having a well-designed financial plan not only for addressing short-term needs today, such as saving for their children’s college educations, but looking long term to their own retirement and legacy.

Many of our team’s clients have spent their careers in the corporate world and, because of it, need to address a number of complex financial matters, such as managing stock options and concentrated equities. However, because of the time-consuming demands of their jobs and the complex nature of their personal financial circumstances, planning on their own can be challenging.

We help corporate executives with many different executive transactions, including stock option planning, cashless stock option exercises, rule 144 executions, 10b5-1 sales plans, and hedging and monetization for concentrated equity positions. In addition, we can assist with corporate solutions such as share repurchase programs, corporate cash management, executive benefit platforms, and retirement programs.

Count on us to serve as your trusted partner to help manage your investments and mitigate your tax burden, while also addressing key issues such as estate planning, generational wealth transfer, and charitable giving.

Please note that changes in tax laws or regulations may occur at any time and could substantially impact your situation. While we are familiar with the tax provisions of the issues presented herein, as Apollon Wealth financial advisors we are not qualified to render advice on tax or legal matters. You should discuss any tax or legal matters with the appropriate professional.

Serving corporations and their company retirement plans

A well-constructed corporate retirement plan is an ideal way for businesses to attract and retain quality employees, as well as help owners plan and save for their own futures. We can help you establish, manage and run the plan that is right for you and your company.

We’ll also help you understand and address your fiduciary responsibilities as a plan sponsor, and help educate your plan participants about the benefits and procedures. We are familiar with a wide range of qualified retirement plans and nonqualified deferred compensation plans:

  • 401(k) plans
  • 401(k) profit sharing plans
  • Safe-harbor 401(k) plans
  • Owner only/one-person 401(k) plans
  • 403(b) plans
  • Simplified employee pensions (SEPs)
  • SIMPLE (Savings Incentive Match Plan for Employees) IRAs
  • Age-weighted/comparability profit sharing plans
  • Deferred compensation plans
  • Defined benefit pensions
  • Third-party administration (TPA) partnerships

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